Compliance Auditing and Monitoring

 

The Ethics and Compliance Office monitors and audits its compliance activities by conducting an annual risk assessment and developing a Compliance Work Plan. 

 

The Office also monitors and audits identified high-risk compliance areas. These reviews are aimed at ensuring adherence to general compliance policies and applicable federal and state laws and regulations. The reviews cover a wide range of compliance activity including campus-wide risk assessments, mitigation efforts, policies and procedures, compliance training, specialized training in areas such as grants and research, compliance with federal agency agreements and grant accounting procedures.